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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2015-11-30 |
| TX | RA | APPROVED_RES | 2015-11-30 |
Branch Locations
8044 Montgomery Road, Ste. 10 The Towers At Kenwood, Cincinnati, OH 45236 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Cincinnati | OH | 11/2015 | Present |
1) Name of Business: Inspiring Purpose Day Program, Inc./ Address; 7577 Forest Rd CincinnatiOhio United States 45255./ Investment Related: No./ Nature: Inspiring Purpose is a 503(c)(3) nonprofit organization that provides individuals with intellectual and developmental disabilities with resources, skills, and a sense of community to lead a purposeful and healthy life./ Role: Member of Board of directors./ Duty: To attend monthly board meetings to review operations, finances, campaigns and future initiatives./ Start Date; 1/3/2022./Hours Devoted: Yes. 2) Name of Business: Ken Anderson Aliance./ Address: 6940 Plainfield Rd Cincinnati Ohio United States 45236./ Investment Related: No./ Nature: Ken Anderson Alliance is a 501(c)(3) nonprofit corporation on a mission to build hope by creating groundbreaking LIVE, WORK and ENGAGE opportunities for adults with disabilities./ Role: Member of Board of directors./ Duty: Attend monthly board meetings to review operations, finances, campaigns and future initiatives./Start Date: 1/3/2022./ Hours Devoted: Yes.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-07-20 |
| S63 | Uniform Securities Agent State Law Examination | 1987-01-23 |
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