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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2017-11-29 |
| TX | RA | APPROVED_RES | 2017-11-29 |
Branch Locations
5000 E Spring St Ste 340, Long Beach, CA 90815 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Planning Corporation | Torrance | CA | 08/2009 | 11/2017 |
| Lpl Financial Llc | Long Beach | CA | 11/2017 | Present |
1. 01/22/2018 - No Business Name - Investment Related - 5000 E Spring ST Suite 340, Long Beach, CA 90815 - Real Estate Rental - Start Date 07/01/2015 - 0 Hours Per Month/0 Hours During Securities Trading. 2. 8/20/2018 - Sheby Financial Group - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Start Date: 01/01/1984 - 8 Hours Per Month/2 Hours During Securities Trading - Tax Preparation.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1990-12-12 |
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