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Gregory Stephen Prough

Edward Jones

Long Beach, CA

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-09
CA RA APPROVED 2010-02-09
  • TX RA
    APPROVED_RES
    Since 2019-01-09
  • CA RA
    APPROVED
    Since 2010-02-09

Branch Locations

5855 E Naples Plaza Suite 100, Long Beach, CA 90803 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 12/2009 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-02-05
S63 Uniform Securities Agent State Law Examination 1999-09-02
  • S66 Uniform Combined State Law Examination
    2010-02-05
  • S63 Uniform Securities Agent State Law Examination
    1999-09-02
Other Names
  • Greg Prough
  • Greg S Prough
  • Gregory S Prough

View on SEC IAPD

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RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Long Beach, CA
STIFEL, NICOLAUS & COMPANY, INCORPORATED · LONG BEACH, CA
LPL FINANCIAL LLC · LONG BEACH, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Long Beach,, CA
KENSINGTON INVESTMENT COUNSEL · LONG BEACH, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · LONG BEACH, CA
LPL FINANCIAL LLC · LONG BEACH, CA
THE CHARTIST · LONG BEACH, CA

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