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Art Anthony Ignacio

Stifel, Nicolaus & Company, Incorporated

Long Beach, CA

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-02-07
CA RA APPROVED 2019-12-03
  • TX RA
    APPROVED_RES
    Since 2025-02-07
  • CA RA
    APPROVED
    Since 2019-12-03

Branch Locations

5834 E. Naples Plaza 2Nd Floor, Long Beach, CA 90803 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Seal Beach CA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Seal Beach CA 12/2016 10/2019
Stifel Nicolaus & Co Inc Newport Beach CA 12/2019 Present
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Seal Beach, CA
  • 12/2016 → 10/2019
    Wells Fargo Clearing Services, Llc
    Seal Beach, CA
  • 12/2019 → Present
    Stifel Nicolaus & Co Inc
    Newport Beach, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-08-04
S63 Uniform Securities Agent State Law Examination 1988-01-15
  • S65 Uniform Investment Adviser Law Examination
    1994-08-04
  • S63 Uniform Securities Agent State Law Examination
    1988-01-15
Other Names
  • A Anthony Ignacio

View on SEC IAPD

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