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Nora Semerjian

Stifel, Nicolaus & Company, Incorporated

Long Beach, CA

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-09-01
TX RA APPROVED 2020-09-01
  • CA RA
    APPROVED
    Since 2020-09-01
  • TX RA
    APPROVED
    Since 2020-09-01

Branch Locations

5834 E. Naples Plaza 2Nd Floor, Long Beach, CA 90803 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Seal Beach CA 06/2012 11/2016
Wells Fargo Clearing Services, Llc Seal Beach CA 11/2016 08/2020
Stifel Nicolaus & Co Inc Newport Beach CA 09/2020 Present
  • 06/2012 → 11/2016
    Wells Fargo Advisors, Llc
    Seal Beach, CA
  • 11/2016 → 08/2020
    Wells Fargo Clearing Services, Llc
    Seal Beach, CA
  • 09/2020 → Present
    Stifel Nicolaus & Co Inc
    Newport Beach, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-12-11
  • S66 Uniform Combined State Law Examination
    2015-12-11

View on SEC IAPD

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