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Paul Joseph Ayd

Stifel, Nicolaus & Company, Incorporated

Long Beach, CA

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-02-23
  • CA RA
    APPROVED
    Since 2023-02-23

Branch Locations

5834 E. Naples Plaza 2Nd Floor, Long Beach, CA 90803 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated Newport Beach CA 12/2005 Present
Stifel Financial Corp Newport Beach CA 01/2018 Present
Fsi Capital Holdings(153189) Newport Beach CA 05/2015 01/2024
  • 12/2005 → Present
    Stifel, Nicolaus & Company, Incorporated
    Newport Beach, CA
  • 01/2018 → Present
    Stifel Financial Corp
    Newport Beach, CA
  • 05/2015 → 01/2024
    Fsi Capital Holdings(153189)
    Newport Beach, CA
Other Businesses

1. Trustee; Non-Family Trusts.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1998-03-11
  • S66 Uniform Combined State Law Examination
    1998-03-11

View on SEC IAPD

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