Best Investors Account Sign in
Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-03-30
MN RA APPROVED 2013-11-13
MT RA APPROVED 2005-10-12
  • TX RA
    APPROVED_RES
    Since 2017-03-30
  • MN RA
    APPROVED
    Since 2013-11-13
  • MT RA
    APPROVED
    Since 2005-10-12

Branch Locations

350 N. Main Street Suite 106, Stillwater, MN 55082-7055 • United States

Stillwater, MN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Stillwater MN 03/1998 Present
Other Businesses

(1) NAME OF ENTITY: paralab eau Claire Wi ADDRESS: Eau Claire, Wi 54868 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: Jul 15, 2025 CAPACITY: Owner DUTIES: 15% ownership interest HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-03-24
S63 Uniform Securities Agent State Law Examination 1987-01-21
  • S65 Uniform Investment Adviser Law Examination
    2000-03-24
  • S63 Uniform Securities Agent State Law Examination
    1987-01-21

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Stillwater, MN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor