Jeffrey Paul Bergh

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Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2024-02-28
MN	RA	APPROVED	2013-11-12

TX RA
APPROVED_RES

Since 2024-02-28
MN RA
APPROVED

Since 2013-11-12

Branch Locations

350 N. Main Street Suite 106, Stillwater, MN 55082-7055 • United States

Andover, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rbc-Wealth Management	Stillwater	MN	06/2007	Present

06/2007 → Present

Rbc-Wealth Management

Stillwater, MN

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-02-13

S66 Uniform Combined State Law Examination

2009-02-13

View on SEC IAPD

Other Firms

LPL FINANCIAL LLC

MORGAN STANLEY

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

IMPERATIVE MANAGEMENT LLC

EDWARD JONES

STILLWATER ASSET MANAGEMENT, LLC

STATE FARM INVESTMENT MANAGEMENT CORP.

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Other Investors

JESSE ANDREW BENGTSON

JILL MAUREEN BRETT

RYAN DENNIS NAATJES

ANTHONY HOWARD THOLE

TIMOTHY JAMES HANSEN

Nikolas Rhett Neuman

Randon Reginald Dauman

Joseph Romain

Other Offices

LPL FINANCIAL LLC · STILLWATER, MN

MORGAN STANLEY · STILLWATER, MN

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · STILLWATER, MN

LPL FINANCIAL LLC · Stillwater, MN

IMPERATIVE MANAGEMENT LLC · STILLWATER, MN

EDWARD JONES · STILLWATER, MN

STILLWATER ASSET MANAGEMENT, LLC · STILLWATER, MN

STATE FARM INVESTMENT MANAGEMENT CORP. · Stillwater, MN

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