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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
VI RA APPROVED 2017-04-18
TX RA APPROVED_RES 2014-09-02
MN RA APPROVED 2014-08-22
  • VI RA
    APPROVED
    Since 2017-04-18
  • TX RA
    APPROVED_RES
    Since 2014-09-02
  • MN RA
    APPROVED
    Since 2014-08-22

Branch Locations

350 N. Main Street Suite 106, Stillwater, MN 55082-7055 • United States

Dellwood, MN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Stillwater MN 08/2014 Present
City National Bank Stillwater MN 02/2020 Present
Previous Registrations
Other Businesses

(1) Name of Entity: Greater White Bear Lake Community Foundation Non-investment related Address of entity: no address Nature of OBA: community foundation Position/Title/Relationship: Board of Directors * Start Date: 02/01/16 Time devoted: 1 hr per month; 1 hr during securities trading hours Duties: Member of the board of directors. Meetings 6 times per year. Community fundraising events 2-3 times per year. (2) NAME OF ENTITY: Mahtomedi First Down Foundation ADDRESS: P.O. Box 418 Willernie, MN 55115 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: High school football fundraising organization START DATE: 06.01.22 CAPACITY: Board of Directors * DUTIES: This is a foundation to help raise money for the high school football team. Each year we sell ads in the program brochure that's handed out at games. Businesses can purchase ads and have their businesses advertised in the program. The funds are used by the football coach to help offset team costs, like purchasing new equipment, jerseys, coach bussing, meals, etc. HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH:1

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-11-28
S63 Uniform Securities Agent State Law Examination 1998-08-28
  • S66 Uniform Combined State Law Examination
    2006-11-28
  • S63 Uniform Securities Agent State Law Examination
    1998-08-28
Other Names
  • Jesse Andrew Bengtson

View on SEC IAPD

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