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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VI | RA | APPROVED | 2017-04-18 |
| TX | RA | APPROVED_RES | 2014-09-02 |
| MN | RA | APPROVED | 2014-08-22 |
Branch Locations
350 N. Main Street Suite 106, Stillwater, MN 55082-7055 • United States
Dellwood, MN • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Stillwater | MN | 08/2014 | Present |
| City National Bank | Stillwater | MN | 02/2020 | Present |
(1) Name of Entity: Greater White Bear Lake Community Foundation Non-investment related Address of entity: no address Nature of OBA: community foundation Position/Title/Relationship: Board of Directors * Start Date: 02/01/16 Time devoted: 1 hr per month; 1 hr during securities trading hours Duties: Member of the board of directors. Meetings 6 times per year. Community fundraising events 2-3 times per year. (2) NAME OF ENTITY: Mahtomedi First Down Foundation ADDRESS: P.O. Box 418 Willernie, MN 55115 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: High school football fundraising organization START DATE: 06.01.22 CAPACITY: Board of Directors * DUTIES: This is a foundation to help raise money for the high school football team. Each year we sell ads in the program brochure that's handed out at games. Businesses can purchase ads and have their businesses advertised in the program. The funds are used by the football coach to help offset team costs, like purchasing new equipment, jerseys, coach bussing, meals, etc. HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH:1
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-11-28 |
| S63 | Uniform Securities Agent State Law Examination | 1998-08-28 |
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