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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-10-17 |
| MN | RA | APPROVED | 2025-10-15 |
Branch Locations
350 N. Main Street Suite 106, Stillwater, MN 55082-7055 • United States
Woodbury, MN • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | St. Paul | MN | 01/2005 | 10/2025 |
| Bank Of America, Na | Saint Paul | MN | 12/2009 | 10/2025 |
| Rbc Capital Markets, Llc | Stillwater | MN | 10/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-08-27 |
| S63 | Uniform Securities Agent State Law Examination | 2000-05-09 |
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