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Ryan Dennis Naatjes

Rbc Capital Markets, LLC

Stillwater, MN

Stillwater, MN

CRD 3238305

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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-04-27
TX RA APPROVED 2023-04-27
  • MN RA
    APPROVED
    Since 2023-04-27
  • TX RA
    APPROVED
    Since 2023-04-27

Branch Locations

350 N. Main Street Suite 106, Stillwater, MN 55082-7055 • United States

Stillwater, MN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Stillwater MN 01/2011 11/2016
Wells Fargo Clearing Services, Llc Stillwater MN 11/2016 04/2023
Rbc Capital Markets, Llc Stillwater MN 04/2023 Present
Previous Registrations
  • 2011-01-03 → 2023-05-10
    Stillwater, MN
    Red Wing, MN
    Saint Paul, MN
    Minneapolis, MN
  • 2005-01-24 → 2011-01-03
    Wells Fargo Investments, Llc
    Hastings, MN
    Red Wing, MN
    Red Wing, MN
    Stillwater, MN
    Red Wing, MN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-09-09
S63 Uniform Securities Agent State Law Examination 1999-07-30
  • S65 Uniform Investment Adviser Law Examination
    1999-09-09
  • S63 Uniform Securities Agent State Law Examination
    1999-07-30

View on SEC IAPD

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