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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-01-21 |
| MN | RA | APPROVED | 2013-12-04 |
Branch Locations
100 South 5Th Street Suite 2450, Minneapolis, MN 55402 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Insurance Company | Minneapolis | MN | 05/2013 | Present |
| Mml Investors Services, Llc | Minneapolis | MN | 05/2013 | Present |
(1)Name: M&E Catalyst Group Inv rel: Y Add: 100 South 5th Street, Suite 2450, Minneapolis, MN 55402 Nature: Life Settlements Position: Broker Start date: 01/02/2023 No. HR/MO: 2 No. HR/MO dur trading: 0 Describe duties: Assist customers with the sale of their unneeded/unwanted life insurance policies. (2)Name: MM Investments LLC Inv rel: Y Add: 100 South 5th Street, Suite 2450, Minneapolis, MN 55402 Nature/Duties: Owner of LLC for pass through compensation Position: Owner Start date: 04/09/2024 No. HR/MO: 1 No. HR/MO dur trading: 0
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-06-23 |
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