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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-01-21
MN RA APPROVED 2013-12-04
  • TX RA
    APPROVED_RES
    Since 2015-01-21
  • MN RA
    APPROVED
    Since 2013-12-04

Branch Locations

100 South 5Th Street Suite 2450, Minneapolis, MN 55402 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Insurance Company Minneapolis MN 05/2013 Present
Mml Investors Services, Llc Minneapolis MN 05/2013 Present
Other Businesses

(1)Name: M&E Catalyst Group Inv rel: Y Add: 100 South 5th Street, Suite 2450, Minneapolis, MN 55402 Nature: Life Settlements Position: Broker Start date: 01/02/2023 No. HR/MO: 2 No. HR/MO dur trading: 0 Describe duties: Assist customers with the sale of their unneeded/unwanted life insurance policies. (2)Name: MM Investments LLC Inv rel: Y Add: 100 South 5th Street, Suite 2450, Minneapolis, MN 55402 Nature/Duties: Owner of LLC for pass through compensation Position: Owner Start date: 04/09/2024 No. HR/MO: 1 No. HR/MO dur trading: 0

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-06-23
  • S63 Uniform Securities Agent State Law Examination
    1998-06-23
Other Names
  • Martin James Mcaldin
  • Marty Mcaldin
  • Martin Mcaldin

View on SEC IAPD

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