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Current Employers
Kovack Advisors, Inc.

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-05-24
IL RA APPROVED 2009-06-18
  • TX RA
    APPROVED_RES
    Since 2023-05-24
  • IL RA
    APPROVED
    Since 2009-06-18

Branch Locations

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

1201 E. State Rt. 140, Greenville, IL 62246 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Kovack Securities, Inc. Ft. Lauderdale FL 06/2009 Present
Kovack Advisors, Inc. Ft. Lauderdale FL 06/2009 Present
  • 06/2009 → Present
    Kovack Securities, Inc.
    Ft. Lauderdale, FL
  • 06/2009 → Present
    Ft. Lauderdale, FL
Previous Registrations
Other Businesses

1. THE STANDARD LIFE INSURANCE COMPANY, 1100 SW SIXTH AVE, PORTLAND, OR 97204; INVESTMENT RELATED; FIXED ANNUITES, LIFE AND DISABLILTY INSURANCE; AGENT; 2 HOURS/MONTH DEVOTED TO OTHER BUSINESS; 2 HOURS/MONTH SPENT DURING SECURITIES TRADING HOURS; START DATE 5.1.2009. 2. GENWORTH FINANCIAL INSURANCE COMPANY, 6620 W BROAD STREET, RICHMOND, VA 23230, LIFE INSURANCE & FIXED ANNUITIES, SALES REP, 3% OF TIME SPENT, COMPENSATED BY COMMISSION. 3. AMERICAN NATIONAL INSURANCE COMPANY DIRECT INSURANCE CONTRACT - 1 MOODY PLAZA, GALVESTON, TX 77550, LIFE INSURANCE & FIXED ANNUITIES, SALES REP,LESS THAN 2% OF TIME SPENT, COMPENSATED BY COMMISSION. 4.OTHER-NOTARY PUBLIC / I AM A REGISTERED NOTARY PUBLIC / GREENVILLE, IL / 1% OF THE TIME, NO COMPENSATION.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-02-11
S63 Uniform Securities Agent State Law Examination 1986-12-24
  • S66 Uniform Combined State Law Examination
    2005-02-11
  • S63 Uniform Securities Agent State Law Examination
    1986-12-24

View on SEC IAPD

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