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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2009-10-22 |
| CA | RA | APPROVED | 2008-12-04 |
Branch Locations
27201 Puerta Real Suite 350, Mission Viejo, CA 92691 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | San Juan Capistrano | CA | 12/2008 | Present |
1. Rotary Club of San Clemente;, P.O. ox 4, San Clemente, CA 92674; Community Service Organization; Board Member; Volunteer for projects and help with club administration; 6/1/1991; 2 hr/wk; During Securities Trading Hours; Not Investment Related. 2. Actor/Theater Coach; 1315 Altura, San Clemente, CA 92673; Actor in commercials and improv; coach students; Actor/Coach; 6/1/1980; 5 hr/wk; During Securities Trading hours; Not Investment Related. 3. San Clemente Rotary; PO Box 4, San Clemente, CA 92674; Community Service Organization; Member and Board member; Over see some of the operations of the club in the areas of membership development and community projects; 06/20/1991; 5 hrs/week; During Securities Trading Hours; Not Investment Related
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1987-02-18 |
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