Carmelo Anthony Battaglia

Current Employers

Employment History

• 10/2015 → 02/2018
  Morgan Stanley
  Pasadena, CA
• 02/2018 → 04/2022
  Raymond James & Associates, Inc
  Westlake Village, CA
• 04/2022 → Present
  Wells Fargo Clearing Services, Llc
  Pasadena, CA

Previous Registrations

• 2018-02-12 → 2022-05-03
  Raymond James & Associates, Inc.
  Santa Barbara, CA
  Woodland Hills, CA
  Westlake Village, CA
  Santa Barbara, CA
• 2015-10-09 → 2018-02-08
  Morgan Stanley
  Pasadena, CA
  Sherman Oaks, CA
  Pasadena, CA
  Valencia, CA
• 2013-11-06 → 2015-10-07
  J.P. Morgan Securities Llc
  Santa Clarita, CA
  Valencia, CA
  Valencia, CA
  Westlake Village, CA
  West Hills, CA
  Calabasas, CA
  Malibu, CA
  Camarillo, CA
  Thousand Oaks, CA
  Ventura, CA
  Santa Paula, CA
  Santa Barbara, CA
  Simi Valley, CA
  Calabasas, CA
  Calabasas, CA
  Agoura Hills, CA
  Goleta, CA
  Newbury Park, CA
  Simi Valley, CA
  Simi Valley, CA
  Thousand Oaks, CA
  Westlake Village, CA
  Camarillo, CA
  Ventura, CA
  Port Hueneme, CA
  Camarillo, CA
  Ventura, CA
  Simi Valley, CA
  Oxnard, CA
  Thousand Oaks, CA
  Ojai, CA
  Ventura, CA
  Simi Valley, CA
  Newbury Park, CA
  Moorpark, CA
  Oxnard, CA
  Ventura, CA
  Oxnard, CA
  Santa Barbara, CA
  Goleta, CA
  Carpinteria, CA
  Oxnard, CA
  Simi Valley, CA
  Westlake Village, CA
  Camarillo, CA
  Calabasas, CA
  Santa Barbara, CA
  Montecito, CA
  Santa Barbara, CA
  Westlake Village, CA
• 2013-11-04 → 2013-11-14
  Crowell Weedon & Co.
  Encino, CA
• 2011-03-21 → 2013-11-04
  Crowell, Weedon & Co.
  El Segundo, CA
  Encino, CA
• 2010-06-01 → 2011-03-21
  Wells Fargo Clearing Services, Llc
  Riverside, CA
• 2009-06-01 → 2010-06-21
  Morgan Stanley
  Claremont, CA
• 1999-09-16 → 2009-06-01
  Citigroup Global Markets Inc.
  Clarmont, CA

Other Businesses

RENTAL PROPERTY - 17249 ; INV RELATED;SHERWOOD FOREST,CA; RENTING OUT OUR PRIMARY RESIDENCE; 100; START DATE: 07/15/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-11-18
• S63 Uniform Securities Agent State Law Examination
  1996-10-25

Other Names

• Tony Battaglia
• Carmelo Anthony Battaglia
• C.ANthony Anthony Battaglia
• Carmelo A Battaglia
• Carmelo A Battaglia