Best Investors Account Sign in

Wesley Gary Gunter

Wells Fargo Clearing Services, LLC

Mission Viejo, CA

Irvine, CA

Claim This Profile
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-11-06
  • CA RA
    APPROVED
    Since 2023-11-06

Branch Locations

27722 Vista Del Lago, Mission Viejo, CA 92692 • United States

5 Park Plaza 19Th & 20Th Fls [Lt/Sb/Sg-Rbo], Irvine, CA 92614 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc San Diego CA 03/2016 04/2019
Unemployed Lake Forest CA 04/2019 09/2019
Principal Life Insurance Company San Diego CA 09/2019 08/2020
Principal Securities Inc San Diego CA 09/2019 08/2020
Prudential Insurance Company Of America San Diego CA 11/2020 06/2021
Pruco Securities Llc San Diego CA 11/2020 06/2021
Unemployed San Diego CA 08/2020 11/2020
U.S. Bancorp Investments, Inc. Lake Forest CA 06/2021 11/2023
Wells Fargo Clearing Services, Llc Irvine CA 11/2023 Present
Previous Registrations
  • 2021-07-01 → 2023-06-07
    U.S. Bancorp Investments, Inc.
    Lake Forest, CA
    Ladera Ranch, CA
    Lake Forest, CA
  • 2020-11-23 → 2021-07-13
    Pruco Securities, Llc.
    San Diego, CA
    San Diego, CA
  • 2019-09-19 → 2020-08-28
    Principal Securities, Inc.
    San Diego, CA
  • 2016-03-17 → 2019-04-26
    J.P. Morgan Securities Llc
    Irvine, CA
    Tempe, AZ
    Tustin, CA
    Orange, CA
    Orange, CA
    Anaheim, CA
    Anaheim, CA
    Orange, CA
    Anaheim, CA
    Santa Ana, CA
    Irvine, CA
    Garden Grove, CA
    Anaheim, CA
    Garden Grove, CA
    Anaheim, CA
    Fullerton, CA
    Pico Rivera, CA
    Whittier, CA
    Downey, CA
    Bellflower, CA
    Whittier, CA
    Pico Rivera, CA
    Whittier, CA
    La Mirada, CA
    Bellflower, CA
    Norwalk, CA
    Pico Rivera, CA
    Whittier, CA
    Downey, CA
    La Habra, CA
    Fullerton, CA
    Fullerton, CA
    Pomona, CA
    Pomona, CA
    Claremont, CA
    Glendora, CA
    La Verne, CA
    Rancho Cucamonga, CA
    Upland, CA
    Rancho Cucamonga, CA
    Montclair, CA
    Upland, CA
    Rancho Cucamonga, CA
    Ontario, CA
    Claremont, CA
    Claremont, CA
    Rancho Cucamonga, CA
    Pomona, CA
    Irvine, CA
    La Mirada, CA
    La Mirada, CA
    Irvine, CA
    Irvine, CA
    Irvine, CA
    La Habra, CA
    Orange, CA
  • 2011-10-13 → 2016-03-07
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Mission Viejo, CA
    Newport Beach, CA
    Mission Viejo, CA
    New York, NY
    Mission Viejo, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-07-09
  • S66 Uniform Combined State Law Examination
    2010-07-09
Other Names
  • Wesley G Gunter
  • Wesley Gunter
  • Wes Gunter

View on SEC IAPD

More in Mission Viejo, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor