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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-06-23 |
| CA | RA | APPROVED | 2025-06-06 |
Branch Locations
27752 Vista Del Lago, Mission Viejo, CA 92692 • United States
27888 Santa Margarita Pkwy, Mission Viejo, CA 92691 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ma Mutual Life Ins Co | Costa Mesa | CA | 12/2024 | 05/2025 |
| Associated Students, Inc./Asi Cal Poly Pomona | Pomona | CA | 03/2022 | 10/2023 |
| Unemployed | Mission Viejo | CA | 06/2015 | 02/2022 |
| Mml Investors Services, Llc | Costa Mesa | CA | 11/2024 | 05/2025 |
| J.P. Morgan Securities Llc | Mission Viejo | CA | 06/2025 | Present |
| Jpmorgan Chase Bank, N.A. | Mission Viejo | CA | 06/2025 | Present |
| Unemployed | Mission Viejo | CA | 11/2023 | 10/2024 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-10-01 |
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