Brian Tracy Lam

Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2007 → 08/2023
  Edward Jones
  St. Louis, MO
• 08/2023 → 08/2025
  Edward Jones
  St Louis, MO
• 08/2025 → Present
  Edward Jones
  St. Louis, MO

Previous Registrations

• 2003-06-11 → 2006-09-05
  Waddell & Reed
  Torrance, CA
  Torrance, CA
• 2001-08-20 → 2003-03-05
  Banc Of America Investment Services, Inc.
  Thousand Oaks, CA

Other Businesses

Queens Land Inc Type: Date: 03/13/17 Title: Trad Hrs: 0 Tot Hrs: 0 Desc: No Responsibilities City-State: Honolulu HI

Exams

• S66 Uniform Combined State Law Examination
  2023-06-27

Other Names

• Brian T Lam