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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-31
  • NY RA
    APPROVED
    Since 2021-03-31

Branch Locations

9 Lido Blvd, Point Lookout, NY 11569 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
John James Benefits, Ltd. Point Lookout NY 01/1992 Present
American Capital Partners, Llc Hauppauge NY 01/2016 11/2020
Commonwealth Financial Network Waltham MA 11/2020 Present
  • 01/1992 → Present
    John James Benefits, Ltd.
    Point Lookout, NY
  • 01/2016 → 11/2020
    American Capital Partners, Llc
    Hauppauge, NY
  • 11/2020 → Present
    Waltham, MA
Other Businesses

1. Co-owner, JJT Realty, LLC, an entity created for the purpose of owning real estate at 1 & 3 Lido Blvd, Point Lookout NY, as of 1995; 2% time spent during business hours; Not conducted at branch; Investment related. 2. Co-owner, 5 Lido, LLC, an entity created for the purpose of owning real estate at 5 Lido Blvd, Point Lookout NY, as of 1995; 2% time spent during business hours; Not conducted at branch; Investment related. 3. Owner, 7 + 9 Lido, LLC, an entity created for the purpose of owning real estate at 7 & 9 Lido Blvd, Point Lookout NY, as of 1995; 2% time spent during business hours; Not conducted at branch; Investment related. 4. Co-owner, 40 Lido, LLC, an entity created for the purpose of owning real estate at 40 Lido Blvd, Point Lookout NY, as of 1995; 2% time spent during business hours; Not conducted at branch; Investment related. 5. Co-owner, 42 Lido, LLC, an entity created for the purpose of owning real estate at 42 Lido Blvd, Point Lookout NY, as of 1995; 2% time spent during business hours; Not conducted at branch; Investment related. 6. Owner, John James, LLC, an entity created for the purpose of owning real estate at 80 Lido Blvd, Point Lookout NY, as of 1995; 2% time spent during business hours; Not conducted at branch; Investment related. 7. Co-owner, 85 Lido, LLC, an entity created for the purpose of owning real estate at 85 Lido Blvd, Point Lookout NY, as of 1995; 2% time spent during business hours; Not conducted at branch; Investment related. 8. Co-owner, 141 Garden City, LLC, an entity created for the purpose of owning real estate at 141 Garden City, Point Lookout NY, as of 1995; 2% time spent during business hours; Not conducted at branch; Investment related. 9. Co-owner, 870 Middle Country Road, LLC, an entity created for the purpose of owning real estate at 870 Middle Country Rd, Point Lookout NY, as of 1995; 2% time spent during business hours; Not conducted at branch; Investment related. 10. Fixed insurance sales; as of11/13/2020; 50% time spent during business hours; Conducted at branch location; Investment related. 12. President and CEO, Unified Business Strategies, Ltd; Located at 9 Lido Blvd, Point Lookout, NY; as of 03/01/2019; 5% of time spent during business hours; Not conducted at branch location; Not investment related.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-03-30
S63 Uniform Securities Agent State Law Examination 2011-07-20
  • S65 Uniform Investment Adviser Law Examination
    2021-03-30
  • S63 Uniform Securities Agent State Law Examination
    2011-07-20

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