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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-03-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| John James Benefits, Ltd. | Point Lookout | NY | 01/1992 | Present |
| American Capital Partners, Llc | Hauppauge | NY | 01/2016 | 11/2020 |
| Commonwealth Financial Network | Waltham | MA | 11/2020 | Present |
1. Co-owner, JJT Realty, LLC, an entity created for the purpose of owning real estate at 1 & 3 Lido Blvd, Point Lookout NY, as of 1995; 2% time spent during business hours; Not conducted at branch; Investment related. 2. Co-owner, 5 Lido, LLC, an entity created for the purpose of owning real estate at 5 Lido Blvd, Point Lookout NY, as of 1995; 2% time spent during business hours; Not conducted at branch; Investment related. 3. Owner, 7 + 9 Lido, LLC, an entity created for the purpose of owning real estate at 7 & 9 Lido Blvd, Point Lookout NY, as of 1995; 2% time spent during business hours; Not conducted at branch; Investment related. 4. Co-owner, 40 Lido, LLC, an entity created for the purpose of owning real estate at 40 Lido Blvd, Point Lookout NY, as of 1995; 2% time spent during business hours; Not conducted at branch; Investment related. 5. Co-owner, 42 Lido, LLC, an entity created for the purpose of owning real estate at 42 Lido Blvd, Point Lookout NY, as of 1995; 2% time spent during business hours; Not conducted at branch; Investment related. 6. Owner, John James, LLC, an entity created for the purpose of owning real estate at 80 Lido Blvd, Point Lookout NY, as of 1995; 2% time spent during business hours; Not conducted at branch; Investment related. 7. Co-owner, 85 Lido, LLC, an entity created for the purpose of owning real estate at 85 Lido Blvd, Point Lookout NY, as of 1995; 2% time spent during business hours; Not conducted at branch; Investment related. 8. Co-owner, 141 Garden City, LLC, an entity created for the purpose of owning real estate at 141 Garden City, Point Lookout NY, as of 1995; 2% time spent during business hours; Not conducted at branch; Investment related. 9. Co-owner, 870 Middle Country Road, LLC, an entity created for the purpose of owning real estate at 870 Middle Country Rd, Point Lookout NY, as of 1995; 2% time spent during business hours; Not conducted at branch; Investment related. 10. Fixed insurance sales; as of11/13/2020; 50% time spent during business hours; Conducted at branch location; Investment related. 12. President and CEO, Unified Business Strategies, Ltd; Located at 9 Lido Blvd, Point Lookout, NY; as of 03/01/2019; 5% of time spent during business hours; Not conducted at branch location; Not investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-03-30 |
| S63 | Uniform Securities Agent State Law Examination | 2011-07-20 |
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