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40 S. Main St. Suite 1600, Memphis, TN 38103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-02-14 |
| MD | RA | APPROVED | 2022-02-07 |
| NY | RA | APPROVED | 2022-02-04 |
Branch Locations
429 Atlantic Avenue Suite 2Z, Freeport, NY 11520 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | New York | NY | 07/2019 | 12/2021 |
| Education University Of Florida | Gainesville | FL | 08/2015 | 05/2019 |
| Merrill Lynch, Bank Of America | Garden City | NY | 06/2018 | 08/2018 |
| Atlantic Tax Service, Pc | Freeport | NY | 05/2016 | 05/2018 |
| Atlantic Professional Management Corporation | Boca Raton | FL | 01/2016 | 08/2017 |
| National Securities Corporation | Freeport | NY | 02/2022 | 07/2022 |
| B. Riley Wealth Advisors | Freeport | NY | 02/2022 | Present |
| B. Riley Wealth Management | Freeport | NY | 07/2022 | Present |
(1) B. RILEY WEALTH INSURANCE; INVESTMENT-RELATED; SAME ADDRESS AS BRWM; AGENT; START DATE 02/2022; 5 HRS/MONTH, 5 DURING TRADING HOURS; (2) OPES PRIVATE WEALTH MANAGEMENT; INVESTMENT-RELATED; DBA FOR SECURITIES BUSINESS, ALL BUSINESS CONDUCTED THROUGH BRWM; START DATE 02/2022; SAME ADDRESS AS BRWM... (3) SHIP HAS RISEN INC; INVESTMENT-RELATED; PRESIDENT AND 20% OWNER; REAL ESTATE INVESTMENT; START DATE 08/2021; 0 HRS/MONTH... (4) EISNER WEALTH MANAGEMENT; INVESTMENT RELATED; SAME ADDRESS AS BRWM; DBA FOR FINANCIAL SECURITIES BUSINESS CONDUCTED THROUGH B. RILEY WEALTH MANAGEMENT; START DATE 2022. 40 HOURS / WEEK DEVOTED DURING SECURITIES TRADING HOURS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-01-27 |
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