Thomas Alfred Boatswain

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2005 → 03/2020
  Ameriprise Financial Services, Inc.
  Freeport, NY
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Freeport, NY

Other Businesses

Outside Employment; Cardworks; Security Front-End Phone Unit Associate - Monitoring account activity to detect possible customer fraud.; Credit Card Terminal Tech support; 101 crossway park west, , woodbury, NY, 11797; Not Investment-Related; 03/18/2019; 60 hours per month; 10 to 19 during trading hours.

Exams

• S63 Uniform Securities Agent State Law Examination
  1988-01-25

Other Names

• Thomas Alfred Boatswain