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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-16
  • NY RA
    APPROVED
    Since 2021-04-16

Branch Locations

49 W Merrick Rd Ste 104, Freeport, NY 11520-3751 • United States

Freeport, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Freeport NY 09/2005 03/2020
Ameriprise Financial Services, Llc Freeport NY 03/2020 Present
Other Businesses

Outside Employment; Cardworks; Security Front-End Phone Unit Associate - Monitoring account activity to detect possible customer fraud.; Credit Card Terminal Tech support; 101 crossway park west, , woodbury, NY, 11797; Not Investment-Related; 03/18/2019; 60 hours per month; 10 to 19 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1988-01-25
  • S63 Uniform Securities Agent State Law Examination
    1988-01-25
Other Names
  • Thomas Alfred Boatswain

View on SEC IAPD

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