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Ryan C Kates

J.P. Morgan Securities LLC

East Meadow, NY

Long Beach, NY

New York, NY

Mineola, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-10-31
NY RA APPROVED 2024-10-30
NC RA APPROVED 2024-10-30
TX RA APPROVED 2024-10-30
  • NJ RA
    APPROVED
    Since 2024-10-31
  • NY RA
    APPROVED
    Since 2024-10-30
  • NC RA
    APPROVED
    Since 2024-10-30
  • TX RA
    APPROVED
    Since 2024-10-30

Branch Locations

2469 Hempstead Tpke, East Meadow, NY 11554 • United States

220 E Park Ave, Long Beach, NY 11561 • United States

Rock Center, 1230 Avenue Of Americas, New York, NY 10020 • United States

216 Old Country Rd, Floor 02, Mineola, NY 11501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Long Beach NY 03/2015 Present
Jpmorgan Chase Bank, N.A. Long Beach NY 01/2014 Present
  • 03/2015 → Present
    Jp Morgan Securities Llc
    Long Beach, NY
  • 01/2014 → Present
    Jpmorgan Chase Bank, N.A.
    Long Beach, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-10-30
S63 Uniform Securities Agent State Law Examination 2015-05-07
  • S66 Uniform Combined State Law Examination
    2024-10-30
  • S63 Uniform Securities Agent State Law Examination
    2015-05-07
Other Names
  • Ryan C Kates
  • Ryan Kates
  • Ryan Christopher Kates

View on SEC IAPD

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