Best Investors Account Sign in

Deborah A. Goldberg

J.P. Morgan Securities LLC

East Meadow, NY

Mineola, NY

Claim This Profile
Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2024-05-07
NJ RA APPROVED 2023-10-24
TX RA APPROVED 2023-10-20
NY RA APPROVED 2023-10-19
  • MN RA
    APPROVED
    Since 2024-05-07
  • NJ RA
    APPROVED
    Since 2023-10-24
  • TX RA
    APPROVED
    Since 2023-10-20
  • NY RA
    APPROVED
    Since 2023-10-19

Branch Locations

2469 Hempstead Tpke, East Meadow, NY 11554 • United States

216 Old Country Rd, Floor 02, Mineola, NY 11501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Bellmore NY 11/2021 03/2023
Commerz Markets Llc New York NY 08/1989 11/2021
Oppenheimer & Co. Inc. Jericho NY 03/2023 09/2023
Jpmorgan Chase Bank, N.A. East Meadow NY 09/2023 Present
J.P. Morgan Securities Llc East Meadow NY 09/2023 Present
  • 11/2021 → 03/2023
    Unemployed
    Bellmore, NY
  • 08/1989 → 11/2021
    Commerz Markets Llc
    New York, NY
  • 03/2023 → 09/2023
    Oppenheimer & Co. Inc.
    Jericho, NY
  • 09/2023 → Present
    Jpmorgan Chase Bank, N.A.
    East Meadow, NY
  • 09/2023 → Present
    J.P. Morgan Securities Llc
    East Meadow, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-12-22
S63 Uniform Securities Agent State Law Examination 1987-02-24
  • S65 Uniform Investment Adviser Law Examination
    2022-12-22
  • S63 Uniform Securities Agent State Law Examination
    1987-02-24
Other Names
  • Deborah Ann Prushan
  • Deborah Ann Goldberg
  • Deborah A Goldberg
  • Deborah A Goldberg
  • Deborah A. Goldberg

View on SEC IAPD

Other Firms

VALIC FINANCIAL ADVISORS, INC.
LPL FINANCIAL LLC
R & R FINANCIAL PLANNERS, INC.
AMERIPRISE FINANCIAL SERVICES, LLC
PERSONAL ASSET STRATEGIES, INC.
CITIGROUP GLOBAL MARKETS INC.
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
OSAIC WEALTH, INC.

Other Investors

Oreste A. Abbamonte
Thomas Joseph Saviano
Henry Tom
Mohit Pahilajani
NANCY CONTINO
Daniel J. Freeman
ANTHONY LAZZARO
Ryan C Kates

Other Offices

VALIC FINANCIAL ADVISORS, INC. · East Meadow, NY
LPL FINANCIAL LLC · LEVITTOWN, NY
J.P. MORGAN SECURITIES LLC · LEVITTOWN, NY
R & R FINANCIAL PLANNERS, INC. · EAST MEADOW, NY
LPL FINANCIAL LLC · WESTBURY, NY
AMERIPRISE FINANCIAL SERVICES, LLC · EAST MEADOW, NY
PERSONAL ASSET STRATEGIES, INC. · WESTBURY, NY
AMERIPRISE FINANCIAL SERVICES, LLC · WESTBURY, NY

More in East Meadow, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor