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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2024-05-07 |
| NJ | RA | APPROVED | 2023-10-24 |
| TX | RA | APPROVED | 2023-10-20 |
| NY | RA | APPROVED | 2023-10-19 |
Branch Locations
2469 Hempstead Tpke, East Meadow, NY 11554 • United States
216 Old Country Rd, Floor 02, Mineola, NY 11501 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Bellmore | NY | 11/2021 | 03/2023 |
| Commerz Markets Llc | New York | NY | 08/1989 | 11/2021 |
| Oppenheimer & Co. Inc. | Jericho | NY | 03/2023 | 09/2023 |
| Jpmorgan Chase Bank, N.A. | East Meadow | NY | 09/2023 | Present |
| J.P. Morgan Securities Llc | East Meadow | NY | 09/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-12-22 |
| S63 | Uniform Securities Agent State Law Examination | 1987-02-24 |
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