Faith Saragossi

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2026-01-20
TX	RA	APPROVED	2026-01-20

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Equitable Advisors, Llc	Woodbury	NY	10/2021	03/2022
Colony Diner	East Meadow	NY	06/2019	08/2021
Guthrie Cortland Medical Center	Cortland	NY	01/2020	05/2020
Suny Cortland	Cortland	NY	08/2017	05/2021
East Meadow High School	East Meadow	NY	09/2013	06/2017
Morgan Stanley	Garden City	NY	04/2022	05/2024
Deruyter School District	Deruyter	NY	01/2021	05/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Lynbrook	NY	05/2024	01/2026
Bank Of America, N.A	Lynbrook	NY	06/2024	01/2026
Wells Fargo Clearing Services, Llc	Melville	NY	01/2026	Present

10/2021 → 03/2022

Equitable Advisors, Llc

Woodbury, NY
06/2019 → 08/2021

Colony Diner

East Meadow, NY
01/2020 → 05/2020

Guthrie Cortland Medical Center

Cortland, NY
08/2017 → 05/2021

Suny Cortland

Cortland, NY
09/2013 → 06/2017

East Meadow High School

East Meadow, NY
04/2022 → 05/2024

Morgan Stanley

Garden City, NY
01/2021 → 05/2021

Deruyter School District

Deruyter, NY
05/2024 → 01/2026

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Lynbrook, NY
06/2024 → 01/2026

Bank Of America, N.A

Lynbrook, NY
01/2026 → Present

Wells Fargo Clearing Services, Llc

Melville, NY

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-01-08