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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-09-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cornell University | Ithaca | NY | 08/2015 | 12/2019 |
| The Odyssey Group | New York | NY | 06/2016 | 04/2019 |
| Engineers Country Club | Roslyn Harbor | NY | 03/2017 | 08/2017 |
| Exquisite Staffing | New York | NY | 03/2019 | 09/2019 |
| Cornell Budget And Planning | Ithaca | NY | 05/2018 | 08/2018 |
| Brookbeam Dental Holdings | Kingston | NY | 06/2019 | 02/2020 |
| Aegis Capital Corp | Melville | NY | 05/2020 | 12/2020 |
| Edward Jones | St Louis | MO | 10/2022 | 05/2024 |
| National Financial Network/The Guardian Life Insurance Company | Garden City | NY | 08/2022 | 09/2022 |
| Sharestates, Inc. | Great Neck | NY | 09/2021 | 06/2022 |
| Guaranteed Rate, Inc. | Chicago | IL | 12/2020 | 07/2021 |
| Doordash, Grubhub, Ubereats, Amazon Flex, Instacart, Dlivrd | Elmont | NY | 12/2018 | 10/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Garden City | NY | 01/2025 | 09/2025 |
| Cipriani | New York | NY | 03/2017 | 09/2019 |
| Cornell University | Ithaca | NY | 08/2015 | 12/2019 |
| At Your Service New York Llc | New York | NY | 05/2017 | 01/2019 |
| Umemployed | Elmont | NY | 05/2024 | 01/2025 |
| Bank Of America, N.A. | Garden City | NY | 03/2025 | 09/2025 |
| Lpl Financial | Syosset | NY | 09/2025 | Present |
| Webster Bank | Syosset | NY | 09/2025 | Present |
1) 09/02/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/ trade name Webster Investments -Inv Rel - At Reported Business Location(s) 2) 10/30/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Webster Investments - Investment Related - At Reported Business Location(s) - Start Date 11/13/2025 - 160 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-11-19 |
| S63 | Uniform Securities Agent State Law Examination | 2020-06-19 |
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