Frank Charles Vella

Current Employers

Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2025-07-29

NY RA
APPROVED

Since 2025-07-29

Branch Locations

360 Hamilton Ave 9Th Floor, White Plains, NY 10601 • United States

Harrison, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Chimera Securities	New York	NY	07/2012	11/2023
Bay Crest Partners Llc	New York	NY	10/2013	10/2023
Unemployed	Harrison	NY	11/2023	05/2025
Lpl Enterprise Llc	White Plains	NY	05/2025	Present

07/2012 → 11/2023

Chimera Securities

New York, NY
10/2013 → 10/2023

Bay Crest Partners Llc

New York, NY
11/2023 → 05/2025

Unemployed

Harrison, NY
05/2025 → Present

Lpl Enterprise Llc

White Plains, NY

Other Businesses

1. 05/12/2025 - N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - HARRISON, NY - INV REL - Start Date 05/12/2025 - 160hrs/mth 2. 05/12/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - HARRISON, NY - INV REL - Start Date 05/12/2025 - 160hrs/mth

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-07-28
S63	Uniform Securities Agent State Law Examination	1987-08-27

S66 Uniform Combined State Law Examination

2025-07-28
S63 Uniform Securities Agent State Law Examination

1987-08-27

Other Names

Frank C Vella

View on SEC IAPD

Current Employers

Lpl Enterprise, Llc

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

Other Investors

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