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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2018-06-04 |
Branch Locations
6363 W 120Th Ave Unit 312, Broomfield, CO 80020 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Thornton | CO | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Thornton | CO | 11/2016 | 06/2018 |
| Lpl Financial | Broomfield | CO | 06/2018 | Present |
1. Western Wealth Advisors / DBA for LPL Business (entity for LPL business) / 100% / Golden, CO 2. 02/01/2024 - DB Financial Group - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 1/24/2024 - 300 Hrs/Mo; 7 hrs During trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-10-17 |
| S63 | Uniform Securities Agent State Law Examination | 1987-01-23 |
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