Best Investors Account Sign in
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2023-06-29
TX RA APPROVED 2023-06-29
  • CO RA
    APPROVED
    Since 2023-06-29
  • TX RA
    APPROVED
    Since 2023-06-29

Branch Locations

6363 W. 120Th Ave Ste 201, Broomfield, CO 80020 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Wealth Services, Llc El Segundo CA 01/2013 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
Previous Registrations
Other Businesses

1. FIXED INSURANCE PRODUCTS: LIFE, DISABILITY, ANNUITIES, AND LTC; 2. NAME OF OTHER BUSINESS: FLATIRONS SCUBA; INVESTMENT RELATED: NO; ADDRESS: 11965 MAIN STREET, BROOMFIELD, CO 80020 NATURE OF BUSINESS: SCUBA TRAINING; START DATE: 09/2018; POSITION/TITLE/RELATIONSHIP: DIVE MASTER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: SCUBA DIVING TRAINING; 3. MBA WEALTH MANAGEMENT, INC., 2 GARDEN CENTER, SUITE 306, BROOMFIELD, CO 80020, FINANCIAL ADVISORY AND INVESTMENT; 4. NAME OF OTHER BUSINESS: REID JOHNSON, INVESTMENT RELATED: NO, ADDRESS: 3315-2 COLUMBINE DR., STEAMBOAT SPRINGS, CO 80487, NATURE OF BUSINESS: CONDO RENTAL, POSITION/TITLE/RELATIONSHIP: OWNER, START DATE: 02/8/2012, APPROX NUMBER OF HOURS PER WEEK: 0-1, BRIEF DESCRIPTION OF DUTIES: MAINTENANCE AND COLLECT RENT; 5. FRONT RANGE YOUTH SYMPHONY, NOT INVESTMENT RELATED, 6901 WADSWORTH BLVD., ARVADA, CO 80003, MUSIC INSTRUCTION AND PERFORMANCE, START 09/01/2013, VARIOUS HRS/WK (NON-TRADING HOURS), PRINCIPAL TRUMPET PERFORMANCES FOR 2-4 CONCERTS/SEASON; 6. NAME OF OTHER BUSINESS: FINANCIAL NETWORK INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 01/2013 POSITION/TITLE/RELATIONSHIP: FINANCIAL REPRESENTATIVE APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: FINANCIAL SERVICES; 7. NAME OF OTHER BUSINESS: COLORADO AMBASSADORS OF MUSIC, INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: SCHOLASTIC, START DATE:01/2024 POSITION/TITLE/RELATIONSHIP: PERFORMANCE VOLUNTEER AND STUDENT LEADER, APX NUMBER OF HOURS PER WEEK: 5, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: COLORADO HIGH SCHOOL MUSIC KIDS EUROPEAN PERFORMANCE TRIP EVERY OTHER YEAR; 8. NAME OF OTHER BUSINESS: MBA PRIVATE WEALTH; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 04/2026; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 60; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 9. NAME OF OTHER BUSINESS: MBA WEALTH; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 04/2026; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 60; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-02-27
  • S66 Uniform Combined State Law Examination
    2004-02-27
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Broomfield, CO

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor