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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-07-01 |
Branch Locations
6363 W. 120Th Ave Ste 201, Broomfield, CO 80020 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Wealth Services, Llc | El Segundo | CA | 01/2013 | Present |
| Cetera Investment Advisers, Llc | Schaumburg | IL | 07/2025 | Present |
1. NAME OF OTHER BUSINESS: DBA MBA WEALTH MANAGEMENT INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 04/16/2012 POSITION/TITLE/RELATIONSHIP: DIRECTOR OF OPERATIONS APX NUMBER OF HOURS PER WEEK: 27 APX NUMBER OF HOURS DURING TRADING HOURS: VARIES BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES. 2. WOODROW WILSON ACADEMY, NOT INVESTMENT RELATED, 8300 W. 94TH AVE., WESTMINSTER, CO 80021, LIBRARY ASSISTANCE, START 09/01/2013, 1-2 HRS/WK (NON-TRADING HOURS), VOLUNTEER AT CHILD'S SCHOOL;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-06-27 |
| S63 | Uniform Securities Agent State Law Examination | 1998-10-26 |
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