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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2023-06-29
TX RA APPROVED_RES 2023-06-29
  • CO RA
    APPROVED
    Since 2023-06-29
  • TX RA
    APPROVED_RES
    Since 2023-06-29

Branch Locations

6363 W. 120Th Ave Ste 201, Broomfield, CO 80020 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Wealth Services, Llc El Segundo CA 04/2017 Present
Century Link Denver CO 01/2016 04/2017
Fox-Smith Wealth Management Northglenn CO 04/2017 11/2020
Fox-Smith Wealth Management Westminster CO 01/2021 Present
Mh Wealth Management Strasburg CO 01/2021 Present
Mended Heart Ranch Strasburg CO 02/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 04/2017 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 01/2016 → 04/2017
    Century Link
    Denver, CO
  • 04/2017 → 11/2020
    Fox-Smith Wealth Management
    Northglenn, CO
  • 01/2021 → Present
    Fox-Smith Wealth Management
    Westminster, CO
  • 01/2021 → Present
    Mh Wealth Management
    Strasburg, CO
  • 02/2021 → Present
    Mended Heart Ranch
    Strasburg, CO
  • 06/2023 → Present
    Schaumburg, IL
Other Businesses

(1) NAME OF OTHER BUSINESS: MBA WEALTH MANAGEMENT; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES ; START DATE: 01/2021, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40-50 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; NAME OF OTHER BUSINESS: GOOD NEWS 4-H CLUB INVESTMENT RELATED: NO ADDRESS: 13555 PASS ME BY RD STRASBURG, CO 80136 NATURE OF BUSINESS: NON-PROFIT, YOUTH DEVELOPMENT 4-H CLUB START DATE: 11/2020 POSITION/TITLE/RELATIONSHIP: CLUB LEADER / VICE CHAIR ; APX NUMBER OF HOURS PER WEEK: 0-10 ; APX NUMBER OF HOURS DURING TRADING HOURS: 0-10 BRIEF DESCRIPTION OF DUTIES: LEAD CLUB ACTIVITIES. OVERSEE ADMINISTRATIVE DUTIES. OVERSEE JR LIVESTOCK SALE AND EVENTS. VOTING RIGHTS ON EXPENDITURES ; (3) NAME OF OTHER BUSINESS: FOX-SMITH WEALTH MANAGEMENT INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 01/2021, POSITION/TITLE/RELATIONSHIP: SUPERVISOR, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: COMPLIANCE AND SUPERVISION; (4) NAME OF OTHER BUSINESS: MH WEALTH MANAGEMENT INVESTMENT RELATED: YES, ADDRESS: SAME AS RESIDENTIAL LOCATION, NATURE OF BUSINESS: S CORP, START DATE: 01/2021, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: EXPENSE MANAGEMENT; (5) NAME OF OTHER BUSINESS: MENDED HEART RANCH INVESTMENT RELATED: NO, ADDRESS: SAME AS RESIDENTIAL LOCATION, NATURE OF BUSINESS: RANCH, START DATE:02/2021, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 20, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: ANIMAL CARE, SALES AND MARKETING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-09-28
  • S66 Uniform Combined State Law Examination
    2017-09-28
Other Names
  • Kinza Burney

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