Ronald Gahleong Kam

Current Employers

Employment History

• 12/2007 → 09/2022
  First Allied Securities, Inc.
  San Diego, CA
• 07/2012 → 11/2020
  First Allied Advisory Services, Inc.
  Chesterfield, MO
• 11/2020 → 11/2020
  First Allied Advisory Services
  Schaumburg, IL
• 09/2022 → 02/2026
  Cetera Advisors Llc
  Honolulu, HI
• 11/2020 → 02/2026
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 02/2026 → Present
  Lpl Financial Llc
  Honolulu, HI

Previous Registrations

• 2020-11-12 → 2026-02-17
  Cetera Investment Advisers Llc
  Honolulu, HI
  Honolulu, HI
• 2012-07-02 → 2020-11-12
  First Allied Advisory Services, Inc.
  Honolulu, HI
• 2008-06-25 → 2012-07-02
  First Allied Securities, Inc.
  San Diego, CA
  Honolulu, HI
• 2001-03-12 → 2007-12-11
  Lpl Financial Llc
  Honolulu, HI
  Honolulu, HI

Other Businesses

1. 01/2026 - KAM FINANCIAL ADVISORS LTD - Business Entity For Tax/Investment Purposes Only - Inv Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - Honolulu HI 96817 - OBA Start Date: 11/27/2007 2.01/2026 - THE CHINESE LUTHERAN CHURCH - Other - Not Inv Related - 1 Hour(s)/Month - 1 Hour(s) During Trading - Honolulu HI 96817 - OBA Start Date: 01/01/2008 3. 01/2026 - Currently using NFG Brokerage as BROKER GENERAL AGENCY - Non-Variable Insurance - Inv Related - 5 Hour(s)/Month - 5 Hour(s) During Trading -Midvale UT 84047 - OBA Start Date: 05/15/2011 4. 01/2026 -HONOLULU CHINESE ALLIANCE CHURCH - Other -Not Inv Related - 1 Hour(s)/Month - 1 Hour(s) During Trading - Honolulu HI 96826 - OBA Start Date:11/01/2012 5. 01/2026 - KANEOHE CONGREGATIONAL CHURCH - Other - Not Inv Related - 1 Hour(s)/Month - 1 Hour(s) During Trading -Kaneohe HI 96744 - OBA Start Date: 03/01/2012 6. 01/2026 -HONOLULU CHRISTIAN CHURCH - Other - Not Inv Related - 15 Hour(s)/Month - 0 Hour(s) During Trading - Honolulu HI 96822 - OBA Start Date: 02/01/2013 7. 01/2026 - RONALD KAM - RENTAL PROPERTIES - Real Estate Rental - Inv Related - 5 Hour(s)/Month - 5 Hour(s) During Trading -Honolulu HI 96817 - OBA Start Date: 08/01/2014 8. 01/2026 - KALIHIUNION CHURCH - Other - Not Inv Related - 1 Hour(s)/Month - 1 Hour(s) During Trading - Honolulu HI 96819 - OBA Start Date: 07/22/2018 9. 01/2026 - KAM WEALTH MANAGEMENT - DBA for LPL Business (entity for LPL business) - Inv Related - 140 Hour(s)/Month - 140 Hour(s) During Trading - At Reported Business Location (s) - OBA Start Date: 02/09/2026 10.01/2026 - THE CHINESE LUTHERAN CHURCH - Other - Inv Related - 1 Hour(s)/Month - 1 Hour(s) During Trading - Honolulu HI 96817 - OBA Start Date: 01/01/2008

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-05-28
• S63 Uniform Securities Agent State Law Examination
  1986-12-06

Designations

Other Names

• Ron Kam