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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2015-06-29 |
Branch Locations
230 Schilling Cir Ste 300, Hunt Valley, MD 21031 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Hunt Valey | MD | 06/2015 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Hunt Valey | MD | 11/2016 | Present |
RENTAL PROPERTY; INV. RELATED; MCKEES ROCKS, PA; OWNER; START DATE 1/2010; 2 HRS PER MONTH; 0 HRS DURING TRADING; HOME RENTAL. ELKRIDGE HARFORD HUNT CLUB; INV. RELATED; MONKTON, MD; INVESTMENT COMMITTEE MEMBER; PRIVATE FOX HUNTING CLUB; START DATE START DATE 07/2014; DURING BUSINESS HOURS 0; AFTER BUSINESS HOURS.5
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-04-23 |
| S63 | Uniform Securities Agent State Law Examination | 1986-12-04 |
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