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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2000-11-30
  • TX RA
    APPROVED_RES
    Since 2000-11-30

Branch Locations

45 William St, Wellesley Hills, MA 02481 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Boston MA 10/1997 Present
Bank Of America, Na Boston MA 08/2009 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-06-23
S63 Uniform Securities Agent State Law Examination 1988-04-28
  • S65 Uniform Investment Adviser Law Examination
    2007-06-23
  • S63 Uniform Securities Agent State Law Examination
    1988-04-28
Other Names
  • Fred Hunt

View on SEC IAPD

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