Robert Joseph Areano

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2009 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Newton, MA
• 07/2011 → Present
  Bank Of America, N.A.
  Newton, MA

Previous Registrations

• 2004-10-20 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Newton, MA
  Wellesley, MA
  Wellesley, MA
  Natick, MA
  Natick, MA
  Wellesley, MA
  Newton, MA
• 2004-09-27 → 2004-10-20
  Quick & Reilly, Inc.
  Wellesley, MA

Other Businesses

I*72378 FOR-PROFIT ORGANIZATION - LEFT/RIGHT, LLC, NEW YORK, NEW YORK 10011 - INVESTMENT RLT'D - NO, HRS DEVOTED TO ACTIVITY - 32 HOUR(S) ANNUALLY, HRS DURING TRADING - 16, DATE ACTIVITY BEGAN 06/25/14, POSITION - OTHER, ACTOR; MY WIFE AND I WILL SPEND FOUR DAYS WITH A CAMERA CREW. THE CREW WILL FILM US FOR A ONE SHOW EPISODE CALLED ISLAND LIFE. THIS REALITY SHOW WILL AIR ON TV AND SHOW THE AUDIANCE THE PROCESS OF LOOKING AT DIFFRENT HOMES AND DECIDING WHAT WE LIKED. I*3953267Entity Type: N/AName of OBA: S M A TTEE R J A TTEE U/A DTD 03/07/2005Address: Framingham, Massachusetts, 1701Investment Related: NoPosition, Title, Association: Co-TrusteeEmployee Start Date: 03/05/2026Number of Hours: 0, MonthlyNumber of Hours during trading: 0, MonthlyDuties: Spouse I*4631284 Entity Type: N/A Name of OBA: R J TTEE S M A TTEE U/A DTD 03/07/2005 Address: Framingham, Massachusetts, 01701 Investment Related: No Position, Title, Association: Co-Trustee Employee Start Date: 05/22/2026 Number of Hours: 5, Yearly Number of Hours during trading: 0, Yearly Duties: Spouse I*4886273, Entity Type: , Name of OBA: The L F A Trust, Address: Framingham, Massachusetts, 01701, Investment Related: N, Position, Title, Association: Co-Trustee, Employee Start Date: 09/02/2015, No Hours: 3 Weekly, No Hours during Trading: 0 Weekly, Duties:

Exams

• S66 Uniform Combined State Law Examination
  2004-09-24
• S63 Uniform Securities Agent State Law Examination
  1999-03-23