Best Investors Account Sign in

Lourdez Cortez

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Wellesley Hills, MA

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2012-12-17
TX RA APPROVED_RES 2009-03-09
  • CT RA
    APPROVED
    Since 2012-12-17
  • TX RA
    APPROVED_RES
    Since 2009-03-09

Branch Locations

45 William St, Wellesley Hills, MA 02481 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Wellesley Hills MA 12/2008 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-12-16
S63 Uniform Securities Agent State Law Examination 1999-01-20
  • S66 Uniform Combined State Law Examination
    2012-12-16
  • S63 Uniform Securities Agent State Law Examination
    1999-01-20

View on SEC IAPD

Other Firms

UBS FINANCIAL SERVICES INC.
RAYMOND JAMES & ASSOCIATES, INC.
J.D. CAPITAL PARTNERS LLC
AMERIPRISE FINANCIAL SERVICES, LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
ARCTARIS IMPACT INVESTORS
FAIRFIELD FINANCIAL ADVISORS
NORTH BRIDGE VENTURE MANAGEMENT COMPANY, LLC

Other Investors

LISA VIRGINIA KAUTZ
ROBERT JOSEPH AREANO
THOMAS MAMBRO OKOMO
MELENIE RENA CHARLES
JOSEPH FREDERICK PETTERUTO
JAMES SCOTT TOMODA
ANDRES F CASTANO
CARL M CAFARO

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WELLESLEY HILLS, MA
UBS FINANCIAL SERVICES INC. · WELLESLEY, MA
UBS FINANCIAL SERVICES INC. · WELLESLEY, MA
UBS FINANCIAL SERVICES INC. · WELLESLEY, MA
RAYMOND JAMES & ASSOCIATES, INC. · Wellesley, MA
RAYMOND JAMES & ASSOCIATES, INC. · Wellesley Hills, MA
J.D. CAPITAL PARTNERS LLC · WELLESLEY, MA
AMERIPRISE FINANCIAL SERVICES, LLC · Wellesley, MA

More in Wellesley Hills, MA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor