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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2025-06-03 |
| TX | RA | APPROVED_RES | 2023-08-17 |
| RI | RA | APPROVED | 2009-10-23 |
Branch Locations
45 William St, Wellesley Hills, MA 02481 • United States
One Bryant Park Division - Northeast, New York, NY 10036 • United States
North Providence, RI • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Lincoln | RI | 10/2009 | Present |
| Bank Of America, N.A. | Lincoln | RI | 01/2014 | Present |
I*121975 For profit or not for profit: Non-Profit Organization Name of outside business organization: Manton Avenue Project Investment related: N Address of business: Providence, Rhode Island 2901 Nature of business: Charitable Organization, Position, title, association: Advisory Board Member, Start date of relationship: 7/1/2019 Number of hours devoted: 4 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: 06/04/2019- the board has asked me to take on the role of Vice Chair. The difference being that there will be additional meetings for planning any upcoming events specifically their annual fund raising gala.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-07-21 |
| S63 | Uniform Securities Agent State Law Examination | 2000-03-23 |
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