Carl M Cafaro

Current Employers

Employment History

• 10/2009 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Newton, MA
• 07/2011 → Present
  Bank Of America, N.A.
  Newton, MA

Previous Registrations

• 2004-10-20 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Newton, MA
  Newton, MA
  Newton, MA
  Newton, MA
• 2002-12-09 → 2004-10-20
  Quick & Reilly, Inc.
  Newton, MA
• 2002-05-01 → 2002-11-12
  Strategic Advisers Llc
  Worcester, MA

Other Businesses

I*87762FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: ASSUMPTION COLLEGEINVESTMENT RELATED: NADDRESS OF BUSINESS:WORCESTER, MASSACHUSETTS 1609NATURE OF BUSINESS: CHARITABLE ORGANIZATION,POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER, START DATE OF RELATIONSHIP: 11/4/2015NUMBER OF HOURS DEVOTED: 2 HOUR(S) QUARTERLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: ASSUMPTION IS A FULLY ACCREDITED FOUR YEAR UNDERGRADUATE INSTITUTION. I HAVE BEEN OFFERED A POSITION ON THE SCHOOL'S INVESTMENT COMMITTEE. I*115015For profit or not for profit: Non-Profit OrganizationName of outside business organization: Assumption CollegeInvestment related: NAddress of business:Worcester, Massachusetts 1609Nature of business: Charitable Organization,Position, title, association: Trustee, Start date of relationship: 6/1/2018Number of hours devoted: 40 hour(s) AnnuallyNumber of hours devoted during trading hours: 8Duties: Liberal Arts College. My role will be as a member of the Board of Trustees. Responsibility is to be one of 26 individuals responsible for governance of the institution. I*1060282For profit or not for profit: Name of outside business organization: Rental Property 1Investment related: NAddress of business: Stowe, VermontNature of business: Position, title, association: Sole owner, Start date of relationship: 12/1/2022Number of hours devoted: 1 hour(s) YearlyNumber of hours devoted during trading hours: 0 I*475905For profit or not for profit: Name of outside business organization: Engaging Minds, Inc.Investment related: NAddress of business: Newton, Massachusetts, 02464Nature of business: Position, title, association: , Start date of relationship: Number of hours devoted: hour(s) Number of hours devoted during trading hours: Duties: , Tutoring and Learning services for grades 1 - 12Board Member I*1340248For profit or not for profit: Entity For ProfitName of outside business organization: Cafaro Deck PropertiesInvestment related: NAddress of business: OBA, OBA, OBANature of business: ["Limited Liability Company"]Position, title, association: ["Owner"], Start date of relationship: 7/1/2023Number of hours devoted: 0 hour(s) YearlyNumber of hours devoted during trading hours: 0Duties: , We are establishing an LLC for the purpose of buying real estate to be rented to my wife's employer (SD Family Services). My wife with be the tax member of the LLC. I will have no responsibilities or involvement other than investing capital. I*1697312, Entity Type: Entity Charitable, Name of OBA: The Meadowbrook School of Weston, Address: Weston, Massachusetts, 02493, Investment Related: N, Position, Title, Association: Committee, Board Member, Employee Start Date: 02/26/2024, No Hours: 2 Monthly, No Hours during Trading: 0 Monthly, Duties: Board Member My expected responsibilities for this activity will be to continue in my role on the advancement committee and participate in five board meetings each year. The board is the governance arm of the school. I expect the work to be similar to that which I am already approved to do at Assumption University. Pre-K - 8th grade school

Exams

• S66 Uniform Combined State Law Examination
  2000-11-09
• S63 Uniform Securities Agent State Law Examination
  2000-09-11