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Andres F Castano

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Wellesley Hills, MA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2015-05-06
TX RA APPROVED 2015-05-01
  • CT RA
    APPROVED
    Since 2015-05-06
  • TX RA
    APPROVED
    Since 2015-05-01

Branch Locations

45 William St, Wellesley Hills, MA 02481 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Wellesley Hills MA 05/2015 Present
Bank Of America, N.A. Wellesley Hills MA 07/2015 Present
Previous Registrations
  • 2009-06-01 → 2015-05-15
    Morgan Stanley
    Wellesley, MA
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Wellesley, MA
  • 2006-04-20 → 2007-04-02
    Morgan Stanley Dw Inc.
    Wellesley, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-04-07
S63 Uniform Securities Agent State Law Examination 2002-10-31
  • S66 Uniform Combined State Law Examination
    2006-04-07
  • S63 Uniform Securities Agent State Law Examination
    2002-10-31

View on SEC IAPD

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