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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2024-03-15 |
| TX | RA | APPROVED_RES | 2024-03-15 |
Branch Locations
125 Lincoln Avenue Suite 200, Santa Fe, NM 87501 • United States
Santa Fe, NM • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Santa Fe | NM | 08/2012 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Santa Fe | NM | 11/2016 | 03/2024 |
| Raymond James & Associates Inc. | Santa Fe | NM | 03/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-01-23 |
| S65 | Uniform Investment Adviser Law Examination | 1999-10-29 |
| S63 | Uniform Securities Agent State Law Examination | 1987-01-21 |
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