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Jessica Leigh Marlowe

Wells Fargo Clearing Services, LLC

Santa Fe, NM

Albuquerque, NM

CRD 6066117

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
ID RA APPROVED 2019-04-26
NC RA APPROVED 2019-04-26
TX RA APPROVED 2016-09-01
NM RA APPROVED 2016-07-08
  • ID RA
    APPROVED
    Since 2019-04-26
  • NC RA
    APPROVED
    Since 2019-04-26
  • TX RA
    APPROVED
    Since 2016-09-01
  • NM RA
    APPROVED
    Since 2016-07-08

Branch Locations

315 Paseo De Peralta, Santa Fe, NM 87501 • United States

6501 Americas Pkwy Ne Ste 1000, Albuquerque, NM 87110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Albuquerque NM 07/2016 11/2016
Wells Fargo Clearing Services, Llc Albuquerque NM 11/2016 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-04-25
S63 Uniform Securities Agent State Law Examination 2015-03-18
  • S65 Uniform Investment Adviser Law Examination
    2016-04-25
  • S63 Uniform Securities Agent State Law Examination
    2015-03-18
Other Names
  • Jessica L Delarosa
  • Jessi Leigh De La Rosa
  • Jessica Leigh De La Rosa

View on SEC IAPD

Nearby Firms

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
G. ALLEN FINANCIAL INC.
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

Nearby Investors

LAWRENCE ELLIOT SCHWARTZ
ANTONIO CARLOS LOPEZ
ROBERT CALDER STACK

Nearby Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · SANTA FE, NM
G. ALLEN FINANCIAL INC. · SANTA FE, NM
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SANTA FE, NM

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