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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-04-11
NM RA APPROVED 2014-11-24
  • TX RA
    APPROVED_RES
    Since 2025-04-11
  • NM RA
    APPROVED
    Since 2014-11-24

Branch Locations

324 Paseo De Peralta Suite A, Santa Fe, NM 87501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc Santa Fe NM 08/2014 Present
Raymond James Financial Services Advisors Inc. Santa Fe NM 11/2014 Present
White & Luff Financial Inc Santa Fe NM 01/2015 Present
Other Businesses

(1)Name of Business: White & Luff Financial Inc. Address: 324 Paseo de Peralta Ste A, Santa Fe, NM, 87501, United States Activity Type: Support Company - Owner Position/Title: Other, Officer - Secretary Investment Related: No Start Date: 09/25/2025 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Co-owner and Advise clients on their RJ portfolios.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-11-23
S63 Uniform Securities Agent State Law Examination 2008-01-31
  • S66 Uniform Combined State Law Examination
    2014-11-23
  • S63 Uniform Securities Agent State Law Examination
    2008-01-31
Other Names
  • Jill Marie Blankenship
  • Jill Marie Tupler

View on SEC IAPD

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