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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2025-03-24 |
Branch Locations
4790 Red Bank Expressway Suite 101, Cincinnati, OH 45227 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Cincinnati | OH | 07/1996 | 11/2016 |
| Bank Of America Na | Cincinnati | OH | 06/2011 | 11/2016 |
| Not Employed | Cincinnati | OH | 12/2016 | 05/2018 |
| Pruco Securities Llc | Cincinnati | OH | 05/2018 | 11/2024 |
| Lpl Enterprise, Llc | Cincinnati | OH | 11/2024 | 02/2025 |
| Lpl Enterprise Llc | Cincinatti | OH | 03/2025 | Present |
1. 03/17/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - INV REL - Cincinnati, OH - Start Date 03/17/2025 - 160 HRS/MO 2. 03/17/2025 - N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - INV REL - Cincinnati, OH - Start Date 03/17/2025 - 160 HRS/MO
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-06-27 |
| S63 | Uniform Securities Agent State Law Examination | 1986-11-25 |
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