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Steven Michael Thompson

Stifel, Nicolaus & Company, Incorporated

Bloomfield Hills, MI

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-06-25
MI RA APPROVED 2010-04-23
  • TX RA
    APPROVED_RES
    Since 2020-06-25
  • MI RA
    APPROVED
    Since 2010-04-23

Branch Locations

39533 Woodward Avenue Suite 210, Bloomfield Hills, MI 48304 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Unemployed Sterling Heights MI 07/1986 Present
Stifel Nicolaus & Co Inc Grosse Pointe MI 12/2008 Present
  • 07/1986 → Present
    Unemployed
    Sterling Heights, MI
  • 12/2008 → Present
    Stifel Nicolaus & Co Inc
    Grosse Pointe, MI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-06-16
S63 Uniform Securities Agent State Law Examination 1987-01-23
  • S66 Uniform Combined State Law Examination
    2009-06-16
  • S63 Uniform Securities Agent State Law Examination
    1987-01-23
Designations

View on SEC IAPD

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