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Gregory John Schwartz

Gregory J. Schwartz & Co., Inc.

Bloomfield Hills, MI

Bloomfield Hills, MI

Naples, FL

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Current Employers
Gregory J. Schwartz & Co., Inc.

3707 W. Maple Rd Ste 201, Bloomfield Hills, MI 48301 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2019-07-22
MI RA APPROVED 2019-07-11
  • FL RA
    APPROVED
    Since 2019-07-22
  • MI RA
    APPROVED
    Since 2019-07-11

Branch Locations

3707 W. Maple Rd Ste 201, Bloomfield Hills, MI 48301 • United States

3707 W Maple Rd Ste 201, Bloomfield Hills, MI 48301-3204 • UNITED STATES

4040 Gulf Shore Blvd. N, Naples, FL 34103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gregory J. Schwartz & Co., Inc. Bloomfield Hills MI 10/2015 10/2016
Axa Advisors, Llc New York NY 11/2016 06/2019
Gregory J. Schwartz & Co., Inc. Bloomfield Hills MI 06/2019 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-12-08
S63 Uniform Securities Agent State Law Examination 2016-09-16
  • S65 Uniform Investment Adviser Law Examination
    2016-12-08
  • S63 Uniform Securities Agent State Law Examination
    2016-09-16
Other Names
  • Gregory John Schwartz
  • Gregory John Schwartz

View on SEC IAPD

Other Firms

ENGLISH CAPITAL MANAGEMENT LLC
LPL FINANCIAL LLC
J.P. MORGAN SECURITIES LLC
HIDDEN CAPITAL MANAGEMENT, LLC
PROSPERITY WEALTH STRATEGIES LLC
QUARTON CAPITAL PARTNERS
SPARTAN WEALTH MANAGEMENT
FOCUS PARTNERS WEALTH, LLC

Other Investors

JANETTE LEIGH SCHAD
ROMAIN HUBERT DUCASSE
Jacob Cole Herman
Thomas Jack Schwartz
NICOLE LEE HOAG
GABRIEL STEPHEN BESHARA
Spencer Christian Eick
GRACE MARY SALZEIDER

Other Offices

ENGLISH CAPITAL MANAGEMENT LLC · BLOOMFIELD HILLS, MI
GREGORY J. SCHWARTZ & CO., INC. · BLOOMFIELD HILLS, MI
LPL FINANCIAL LLC · BIRMINGHAM, MI
J.P. MORGAN SECURITIES LLC · BLOOMFIELD HILLS, MI
HIDDEN CAPITAL MANAGEMENT, LLC · BLOOMFIELD HILLS, MI
PROSPERITY WEALTH STRATEGIES LLC · Bloomfield Hills, MI
QUARTON CAPITAL PARTNERS · BIRMINGHAM, MI
SPARTAN WEALTH MANAGEMENT · BINGHAM FARMS, MI

More in Bloomfield Hills, MI

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