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Current Employers
Gregory J. Schwartz & Co., Inc.

3707 W. Maple Rd Ste 201, Bloomfield Hills, MI 48301 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2026-01-16
NH RA APPROVED 2026-01-16
  • MI RA
    APPROVED
    Since 2026-01-16
  • NH RA
    APPROVED
    Since 2026-01-16

Branch Locations

3707 W Maple Rd Ste 201, Bloomfield Hills, MI 48301-3204 • UNITED STATES

3707 W. Maple Rd Ste 201, Bloomfield Hills, MI 48301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Farmington Hills MI 07/2017 08/2018
In House Valet Birmingham MI 08/2016 07/2017
Morgan Stanley Private Bank, N.A. New York NY 10/2017 08/2018
Wells Fargo Clearing Services Llc Troy MI 08/2018 10/2021
Morgan Stanley Smith Barney Llc Troy MI 10/2021 01/2026
Gregory J. Schwartz & Co., Inc. D/B/A Schwartz & Co. Bloomfield Hills MI 01/2026 Present
  • 07/2017 → 08/2018
    Morgan Stanley Smith Barney Llc
    Farmington Hills, MI
  • 08/2016 → 07/2017
    In House Valet
    Birmingham, MI
  • 10/2017 → 08/2018
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 08/2018 → 10/2021
    Troy, MI
  • 10/2021 → 01/2026
    Morgan Stanley Smith Barney Llc
    Troy, MI
  • 01/2026 → Present
    Gregory J. Schwartz & Co., Inc. D/B/A Schwartz & Co.
    Bloomfield Hills, MI
Previous Registrations
Other Businesses

*570552- WHY Real Estate; Investment related: Yes; royal oak, Michigan; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 10/2023; During business hours: 0; After business hours: 5; Property Management *608800 - Real Detroit Events; Investment Related - No; Royal Oak, Michigan; Art/Culture, Recreation, Publishing, Other; Employee (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 08/2024; During Business Hours: 0; After Business Hours: 10; Labor/Service.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-09-29
  • S66 Uniform Combined State Law Examination
    2017-09-29
Other Names
  • Romain Ducasse
  • Romain Hubert Ducasse
  • Romain H Ducasse

View on SEC IAPD

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