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Current Employers
Gregory J. Schwartz & Co., Inc.

3707 W. Maple Rd Ste 201, Bloomfield Hills, MI 48301 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-04-29
TX RA APPROVED 2020-08-25
MI RA APPROVED 2020-08-06
  • FL RA
    APPROVED
    Since 2022-04-29
  • TX RA
    APPROVED
    Since 2020-08-25
  • MI RA
    APPROVED
    Since 2020-08-06

Branch Locations

3707 W Maple Rd Ste 201, Bloomfield Hills, MI 48301-3204 • UNITED STATES

3707 W. Maple Rd Ste 201, Bloomfield Hills, MI 48301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc Bloomfield Hills MI 05/2018 08/2020
Massmutual Great Lakes Bloomfield Hills MI 05/2018 08/2020
Jp Morgan Chase Bloomfield Hills MI 07/2016 04/2018
Gregory J. Schwartz & Co., Inc. Bloomfield Hills MI 08/2020 Present
  • 05/2018 → 08/2020
    Mml Investors Services, Llc
    Bloomfield Hills, MI
  • 05/2018 → 08/2020
    Massmutual Great Lakes
    Bloomfield Hills, MI
  • 07/2016 → 04/2018
    Jp Morgan Chase
    Bloomfield Hills, MI
  • 08/2020 → Present
    Bloomfield Hills, MI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-11-01
  • S66 Uniform Combined State Law Examination
    2018-11-01

View on SEC IAPD

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