Nicole Lee Hoag

Employer firm

Gregory J. Schwartz & Co., Inc. CRD 7294

$10.5B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Periodicals / newsletters
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2011 → Present
  Gregory J. Schwartz & Co., Inc.
  Bloomfield Hills, MI

Other Businesses

Schwartz Benefit Services, LLC, (Investment related), 3707 W. Maple Road, Ste. 201, Bloomfield Hills, MI 48301, Insurance Agency, Sales Representative, Start date: 11/14/11, Devote <1% time, during trade hours, Sell life insurance and fixed annuities.

Exams

• S65 Uniform Investment Adviser Law Examination
  2012-01-22
• S63 Uniform Securities Agent State Law Examination
  2007-01-20

Other Names

• Nicole Lee Mefferd
• Nicole Lee Mefferd