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Current Employers
Gregory J. Schwartz & Co., Inc.

3707 W. Maple Rd Ste 201, Bloomfield Hills, MI 48301 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2012-01-24
  • MI RA
    APPROVED
    Since 2012-01-24

Branch Locations

3707 W Maple Rd Ste 201, Bloomfield Hills, MI 48301-3204 • UNITED STATES

3707 W. Maple Rd Ste 201, Bloomfield Hills, MI 48301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gregory J. Schwartz & Co., Inc. Bloomfield Hills MI 11/2011 Present
Other Businesses

Schwartz Benefit Services, LLC, (Investment related), 3707 W. Maple Road, Ste. 201, Bloomfield Hills, MI 48301, Insurance Agency, Sales Representative, Start date: 11/14/11, Devote <1% time, during trade hours, Sell life insurance and fixed annuities.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-01-22
S63 Uniform Securities Agent State Law Examination 2007-01-20
  • S65 Uniform Investment Adviser Law Examination
    2012-01-22
  • S63 Uniform Securities Agent State Law Examination
    2007-01-20
Other Names
  • Nicole Lee Mefferd
  • Nicole Lee Mefferd

View on SEC IAPD

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