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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2020-11-12 |
| TX | RA | APPROVED | 2020-11-12 |
Branch Locations
13919 Quail Pointe Drive, Oklahoma City, OK 73134 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investment Concepts & Financial Planning Services, Inc. | Oklahoma City | OK | 08/1990 | Present |
| First Allied Securities, Inc. | Oklahoma City | OK | 05/2008 | 09/2022 |
| First Allied Advisory Services, Inc. | Oklahoma City | OK | 05/2008 | 11/2020 |
| First Allied Advisory Services | Schaumburg | IL | 11/2020 | 11/2020 |
| Cetera Advisors Llc | Oklahoma City | OK | 09/2022 | Present |
| Nithman Holdings, Llc | Oklahoma City | OK | 11/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 11/2020 | Present |
1. INSURANCE - AGENT 2. INVESTMENT CONCEPTS & FINANCIAL PLANNING SERVICES. DIRECT OWNER. DBA. 3. DELTA SETTLEMENT SOLUTIONS; INSURANCE; START DATE 12/8/2010 4. SLDG, LLC.; PARTNER; HOLDING COMPANY OR TAX/BILL PAYMENT ENTITY; START DATE: 01/01/2018; 4 HOURS PER MONTH. 5. NOTARY; NOTARY PUBLIC; ATTORNEY/PARALEGAL/NOTARY SERVICES; START DATE: 05/04/2021; 4 HOURS PER MONTH. 6. NAME OF OTHER BUSINESS: NITHMAN HOLDINGS, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: ASSET PROTECTION; START DATE: 11/2023; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: HOLDS OFFICE BUILDING;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1986-11-18 |
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