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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2009-02-18
OK RA APPROVED 2007-03-13
  • TX RA
    APPROVED
    Since 2009-02-18
  • OK RA
    APPROVED
    Since 2007-03-13

Branch Locations

4811 Gaillardia Pkwy, Oklahoma City, OK 73142 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Oklahoma City OK 10/2004 Present
Bank Of America, N.A. Oklahoma City OK 01/2023 Present
Other Businesses

I*483977, Entity Type: , Name of OBA: D K, Address: Edmond, Oklahoma, 73013, Investment Related: N, Position, Title, Association: Co-Trustee, Employee State Date: 14-May-2025, No Hours: 1 Yearly, No Hours during Trading: 0 Yearly, Duties: I*2469301, Entity Type: Entity For Profit, Name of OBA: D K LLC, Address: Edmond, Oklahoma, 73013, Investment Related: N, Position, Title, Association: ["Other"], Employee State Date: 05/14/2025, No Hours: 1 Yearly, No Hours during Trading: 0 Yearly, Duties: The purpose of the LLC is to own and manage oil and gas mineral rights and water and air rights for the owner of said assets, my mother, D K. D K is my mother and she has resigned as manager of the KO K LLC. She has named my siblings and I as co-managers. All co-managers act as a committee in making decisions with my sister acting as the primary in regards to paying bills and managing the checkbooks. I*2470276, Entity Type: Entity For Profit, Name of OBA: KO K LLC, Address: Edmond, Oklahoma, 73013, Investment Related: N, Position, Title, Association: ["Other"], Employee State Date: 05/14/2025, No Hours: 1 Yearly, No Hours during Trading: 0 Yearly, Duties: The purpose of the LLC is to own and manage oil and gas mineral rights and water and air rights for the owner of said assets, my mother, D K. D K is my mother and she has resigned as manager of the KO K LLC. She has named my siblings and I as co-managers. All co-managers act as a committee in making decisions with my sister acting as the primary in regards to paying bills and managing the checkbooks.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-11-13
S63 Uniform Securities Agent State Law Examination 1994-10-25
  • S66 Uniform Combined State Law Examination
    2007-11-13
  • S63 Uniform Securities Agent State Law Examination
    1994-10-25
Other Names
  • Carrie D Kippenberger
  • Carrie Denise Kippenberger

View on SEC IAPD

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