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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2009-02-18 |
| OK | RA | APPROVED | 2007-03-13 |
Branch Locations
4811 Gaillardia Pkwy, Oklahoma City, OK 73142 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Oklahoma City | OK | 10/2004 | Present |
| Bank Of America, N.A. | Oklahoma City | OK | 01/2023 | Present |
I*483977, Entity Type: , Name of OBA: D K, Address: Edmond, Oklahoma, 73013, Investment Related: N, Position, Title, Association: Co-Trustee, Employee State Date: 14-May-2025, No Hours: 1 Yearly, No Hours during Trading: 0 Yearly, Duties: I*2469301, Entity Type: Entity For Profit, Name of OBA: D K LLC, Address: Edmond, Oklahoma, 73013, Investment Related: N, Position, Title, Association: ["Other"], Employee State Date: 05/14/2025, No Hours: 1 Yearly, No Hours during Trading: 0 Yearly, Duties: The purpose of the LLC is to own and manage oil and gas mineral rights and water and air rights for the owner of said assets, my mother, D K. D K is my mother and she has resigned as manager of the KO K LLC. She has named my siblings and I as co-managers. All co-managers act as a committee in making decisions with my sister acting as the primary in regards to paying bills and managing the checkbooks. I*2470276, Entity Type: Entity For Profit, Name of OBA: KO K LLC, Address: Edmond, Oklahoma, 73013, Investment Related: N, Position, Title, Association: ["Other"], Employee State Date: 05/14/2025, No Hours: 1 Yearly, No Hours during Trading: 0 Yearly, Duties: The purpose of the LLC is to own and manage oil and gas mineral rights and water and air rights for the owner of said assets, my mother, D K. D K is my mother and she has resigned as manager of the KO K LLC. She has named my siblings and I as co-managers. All co-managers act as a committee in making decisions with my sister acting as the primary in regards to paying bills and managing the checkbooks.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-11-13 |
| S63 | Uniform Securities Agent State Law Examination | 1994-10-25 |
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