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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 1994-07-29 |
| OK | RA | APPROVED | 1992-04-24 |
Branch Locations
4811 Gaillardia Pkwy, Oklahoma City, OK 73142 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Okc | OK | 02/1992 | Present |
| Bank Of America, Na | Oklahoma City | OK | 11/2009 | Present |
I*2575282, Entity Type: Entity Charitable, Name of OBA: Calm Waters, Address: Oklahoma City, Oklahoma, 73102, Investment Related: N, Position, Title, Association: ["Board Member","Officer"], Employee Start Date: 07/15/2025, No Hours: 2 Monthly, No Hours during Trading: 0 Monthly, Duties: Board Member and Vice Chair officer position and various committee responsibilities.They help children and families in their grief journey caused by death, divorce, or other significant loss.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-04-01 |
| S63 | Uniform Securities Agent State Law Examination | 1991-11-06 |
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